FUND COMPLIANCE & ADMINISTRATION SERVICES
Maximise profit and minimise stress - with compliance, administration, and management support from Stratfund.
Stratfund Limited: AFS #508215, ABN 33 611 170 828
Diversified Investments Company Limited: AFS #525072, ABN 85 643 177 477
Stratfund Limited is an Australian Financial Services Licence holder specialising in
authorised intermediary, trusteeship and AFSL compliance services.
What They Can Do For You
ACCREDIT AND AUTHORISE NEW OR UNLICENED FUNDS
Do you want to raise money to fund a project, establish and manage an investment fund/trust or simply deal in financial products? If so you are required by law to hold an Australian Financial Services License or be authorised under another AFSL. An AFSL application can take up to 10 months to obtain. Their intermediary authorisation service enables you to get on with business within a week or two.
AFSL COMPLIANCE & ADMINISTRATIVE SERVICES
AFSL compliance is an intensely monitored legal requirement. Ensuring an AFSL’s regulatory compliance can be complicated and often requires a specific type of competence to achieve on an ongoing basis. Many of their license holders outsource the obligation to manage and secure this regulatory obligation to Stratfund who, as part of this service update, maintain and enforce the related procedures and policies on an ongoing basis.
AFSL COMPLIANCE SUPPORT (AD HOC OR ONGOING)
This service entails the auditing of and reporting on an AFSL’s degree of regulatory and procedural compliance. Depending on the client’s preference this service can be performed at regular intervals or performed on an ad hoc basis. Stratfund is often required to update, create and implement tailor-made compliance systems which include the delivery of thoroughly documented policies and procedures.
ABOUT STRATFUND
Stratfund Ltd is a Gold Coast based public company that holds an Australian Financial Services Licence (Licence No: 508215). The company was founded in 2016 by its founding director to provide first and second mortgage investment offers to investors. Until 2018 the directors elected to restrict the company’s activities to funds in which it has had a financial interest. It has since been decided to use the skills and systems developed during this time to, in line with the development of its inhouse cloud based system technologies, progressively expand its service offering to a variety of schemes across a variety of asset classes.
Stratfund primary focus is on providing services to Australian and international investors, medium to small businesses, trustees, financial advisers and SMSF.
Stratfund Limited (ABN 33 611 170 828) is a public company that holds an Australian Financial Services Licence #508215.
ABOUT DICL
Diversified Investments Company Limited (DICL) operates in various capacities within the financial services sector:
Providing General Financial Product Advice: DICL offers advice on interests in managed investment schemes, primarily focusing on its own managed investment schemes.
Dealing in Financial Products: DICL engages in activities such as issuing, applying for, acquiring, varying, or disposing of financial products. This includes interests in managed investment schemes, particularly its proprietary schemes.
Acting on Behalf of Another Person: DICL acts as a representative for clients, facilitating financial product-related tasks on their behalf. This service encompasses a range of products, including deposit and payment products (basic deposit products and non-basic deposit products), general insurance products, and interests in managed investment schemes (specifically its own).
Operating Registered Managed Investment Schemes: DICL serves as the responsible entity for various registered managed investment schemes, overseeing their management and any related assets.
DICL extends its services to both retail and wholesale clients, ensuring a comprehensive approach to meeting the financial needs of its clientele.
